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Collin Heitfeld

Stifel, Nicolaus & Company, Incorporated

Waukesha, WI

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-26
WI RA APPROVED 2023-05-23
  • TX RA
    APPROVED
    Since 2023-05-26
  • WI RA
    APPROVED
    Since 2023-05-23

Branch Locations

W233 N2080 Ridgeview Pkw Suite 202, Waukesha, WI 53188 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Llc. Minnetonka MN 03/2019 09/2019
Umb Fund Services Milwaukee WI 11/2016 09/2018
Umb Fund Services Milwaukee WI 05/2015 11/2016
Southwest Aquatic Team Milwaukee WI 02/2016 02/2019
Fat Daddy's Milwaukee WI 10/2018 02/2019
Wisconsin Unemployment Benefits Milwaukee WI 09/2018 03/2019
Fis Global Brown Deer WI 04/2020 04/2021
Stifel Financial Waukesha WI 04/2021 Present
Ups Battle Creek MI 11/2019 01/2020
  • 03/2019 → 09/2019
    Rbc Capital Markets Llc.
    Minnetonka, MN
  • 11/2016 → 09/2018
    Umb Fund Services
    Milwaukee, WI
  • 05/2015 → 11/2016
    Umb Fund Services
    Milwaukee, WI
  • 02/2016 → 02/2019
    Southwest Aquatic Team
    Milwaukee, WI
  • 10/2018 → 02/2019
    Fat Daddy's
    Milwaukee, WI
  • 09/2018 → 03/2019
    Wisconsin Unemployment Benefits
    Milwaukee, WI
  • 04/2020 → 04/2021
    Fis Global
    Brown Deer, WI
  • 04/2021 → Present
    Stifel Financial
    Waukesha, WI
  • 11/2019 → 01/2020
    Ups
    Battle Creek, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-20
  • S66 Uniform Combined State Law Examination
    2023-05-20
Other Names
  • Collin Lee Heitfeld

View on SEC IAPD

Other Firms

DANA INVESTMENT ADVISORS INC
RAYMOND JAMES & ASSOCIATES, INC.
WELLS FARGO CLEARING SERVICES, LLC
WORLD INVESTMENT ADVISORS, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
OSAIC WEALTH, INC.
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Other Investors

BRIAN VICTOR LEHKY
MARK RICHARD MIRSBERGER
MIKHAIL I ALKHAZOV
STEVEN ALLEN JAEGER
NOAMAN A.Q. SHARIEF
JEROME JOSEPH VERANTH
MATTHEW ROBERT SLOWINSKI
DANIEL GLENN SIEVERS

Other Offices

DANA INVESTMENT ADVISORS INC · WAUKESHA, WI
DANA INVESTMENT ADVISORS INC · Waukesha, WI
RAYMOND JAMES & ASSOCIATES, INC. · Waukesha, WI
WELLS FARGO CLEARING SERVICES, LLC · WAUKESHA, WI
WORLD INVESTMENT ADVISORS, LLC · Waukesha, WI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WAUKESHA , WI
OSAIC WEALTH, INC. · WAUKESHA, WI
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Waukesha, WI

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