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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-08-01
TX RA APPROVED 2023-08-01
  • NY RA
    APPROVED
    Since 2023-08-01
  • TX RA
    APPROVED
    Since 2023-08-01

Branch Locations

330 W Sunrise Hwy, Valley Stream, NY 11581 • United States

239-39 Linden Blvd., Elmont, NY 11003 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank Hicksville NY 05/2012 12/2021
Rite Aide Rosedale NY 06/2017 02/2018
Citigroup New York NY 12/2021 03/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Garden City NY 03/2023 07/2023
Trader Joe's Hewlett NY 07/2022 08/2023
Bank Of America N.A. Garden City NY 03/2023 07/2023
J.P. Morgan Securities Llc Valley Stream NY 08/2023 Present
Jpmorgan Chase Bank, N.A. Valley Stream NY 08/2023 Present
  • 05/2012 → 12/2021
    Jp Morgan Chase Bank
    Hicksville, NY
  • 06/2017 → 02/2018
    Rite Aide
    Rosedale, NY
  • 12/2021 → 03/2023
    Citigroup
    New York, NY
  • 03/2023 → 07/2023
    Garden City, NY
  • 07/2022 → 08/2023
    Trader Joe's
    Hewlett, NY
  • 03/2023 → 07/2023
    Bank Of America N.A.
    Garden City, NY
  • 08/2023 → Present
    Valley Stream, NY
  • 08/2023 → Present
    Jpmorgan Chase Bank, N.A.
    Valley Stream, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-01
S63 Uniform Securities Agent State Law Examination 2015-08-07
  • S66 Uniform Combined State Law Examination
    2020-07-01
  • S63 Uniform Securities Agent State Law Examination
    2015-08-07
Other Names
  • Dorbie L Antoine
  • Dorbie Antoine
  • Dorbie Lee Antoine
  • Sean Antoine
  • Sean David Lee Antoine

View on SEC IAPD

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