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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2023-07-31 |
| TX | RA | APPROVED_RES | 2023-03-06 |
| PA | RA | APPROVED | 2022-09-26 |
Branch Locations
100 N 18Th St Ste 750, Philadelphia, PA 19103 • United States
825 Maryville Centre Dr Ste 210, Chesterfield, MO 63017 • United States
Philadelphia, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Manchester | CT | 12/2011 | 07/2021 |
| Mass Mutual Life Insurance Company | Bala Cynwyd | PA | 07/2021 | 02/2022 |
| Mml Investors Services Llc | Bala Cynwyd | PA | 08/2021 | 02/2022 |
| Unemployed | Philadelphia | PA | 02/2022 | 09/2022 |
| Ameriprise Financial Services, Llc | Philadelphia | PA | 09/2022 | Present |
Outside Employment; Lemon Hill Capital Group, LLC; Associate Financial Advisor - Financial planning analyst, administrative duties; ; 100 North 18th St, Suite 750, , Philadelphia, PA, 19103; Investment-Related; 09/26/2022; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-03-26 |
| S63 | Uniform Securities Agent State Law Examination | 2005-02-28 |
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