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Jonathan M Headley

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Richmond, VA

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2021-09-07
TX RA APPROVED 2021-09-03
  • VA RA
    APPROVED
    Since 2021-09-07
  • TX RA
    APPROVED
    Since 2021-09-03

Branch Locations

1111 E Main St, Richmond, VA 23219 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. New York NY 06/2018 03/2021
Jpmorgan Securities, Llc. New York NY 06/2018 03/2021
Hampden-Sydney College Hampden Sydney VA 08/2014 05/2018
Nasdaq Dorsey Wright Richmond VA 05/2017 01/2018
Kelly Services Global, Llc Richmond VA 05/2017 01/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Richmond VA 04/2021 Present
Bank Of America, N.A. Richmond VA 12/2021 Present
  • 06/2018 → 03/2021
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 06/2018 → 03/2021
    Jpmorgan Securities, Llc.
    New York, NY
  • 08/2014 → 05/2018
    Hampden-Sydney College
    Hampden Sydney, VA
  • 05/2017 → 01/2018
    Nasdaq Dorsey Wright
    Richmond, VA
  • 05/2017 → 01/2018
    Kelly Services Global, Llc
    Richmond, VA
  • 04/2021 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Richmond, VA
  • 12/2021 → Present
    Bank Of America, N.A.
    Richmond, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-03
S63 Uniform Securities Agent State Law Examination 2018-10-18
  • S66 Uniform Combined State Law Examination
    2021-09-03
  • S63 Uniform Securities Agent State Law Examination
    2018-10-18
Other Names
  • Jonathan M Headley
  • Jonathan Miles Headley
  • Jonathan Miles Headley
  • Jonathan M Headley Jr.

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC
UBS FINANCIAL SERVICES INC.
STIFEL, NICOLAUS & COMPANY, INCORPORATED

Other Investors

BRANDON CHRISTOPHER TAYLOR
GABRIEL CHRISTOPHER HOFFMAN
RAYMOND ZSOLT KANYO
KEVIN LAURENCE LONDON
CHRISTOPHER HARRISON HESSENFLOW
AUDREY SANDERS
EDWARD GARRETT WIRWILLE
JOHN JOSEPH SCHLICHTING

Other Offices

TAYLOR HOFFMAN CAPITAL MANAGEMENT · RICHMOND, VA
WEALTHCARE CAPITAL MANAGEMENT LLC · RICHMOND, VA
WEST TOWER GROUP, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
AMERIPRISE FINANCIAL SERVICES, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
CETERA INVESTMENT ADVISERS LLC · RICHMOND, VA
UBS FINANCIAL SERVICES INC. · RICHMOND, VA

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