Adam Kyle Sipes

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-10-31
IL	RA	APPROVED	2018-02-14
IN	RA	APPROVED	2018-02-14
MI	RA	APPROVED	2018-02-14

FL RA
APPROVED

Since 2025-10-31
IL RA
APPROVED

Since 2018-02-14
IN RA
APPROVED

Since 2018-02-14
MI RA
APPROVED

Since 2018-02-14

Branch Locations

Tampa, FL • United States

55 W 94Th Pl, Crown Point, IN 46307 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Oak Partners Inc	Crown Point	IN	05/2016	Present
Sii Investments	Crown Point	IN	06/2016	02/2018
Lpl Financial Llc	Crown Point	IN	02/2018	Present

05/2016 → Present

Oak Partners Inc

Crown Point, IN
06/2016 → 02/2018

Sii Investments

Crown Point, IN
02/2018 → Present

Lpl Financial Llc

Crown Point, IN

Previous Registrations

2016-08-02 → 2018-02-14

Sii Investments, Inc.

Crown Point, IN

Other Businesses

1. 02/14/2018 - Oak Partners, Inc - Investment Related - Non-Variable Insurance - Term, Health, LTC, Fixed Annuities. 2. 02/14/2018 - Oak Partners,Inc - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-07-25

S66 Uniform Combined State Law Examination

2016-07-25

View on SEC IAPD