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Foster Plaza 6, 681 Andersen Drive Suite 100, Pittsburgh, PA 15220 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2019-03-26 |
Branch Locations
Foster Plaza 6, 681 Andersen Drive Suite 100, Pittsburgh, PA 15220 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hapanowicz & Associates | Pittsburgh | PA | 05/2018 | 03/2019 |
| Hapanowicz & Associates | Pittsburgh | PA | 05/2017 | 08/2017 |
| Full-Time Education | Meadville | PA | 08/2016 | 05/2017 |
| Full-Time Education | Meadville | PA | 08/2017 | 05/2018 |
| Lpl Financial Llc | Pittsburgh | PA | 09/2018 | Present |
| Hapanowicz & Associates Financial Services, Inc. | Pittsburgh | PA | 08/2018 | 03/2019 |
| Hapanowicz & Associates Financial Services, Inc. | Pittsburgh | PA | 03/2019 | Present |
1. 9/4/2018 - H&A Investment and Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/08/2018 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 9/11/2018 - Hapanowicz & Associates Financial Services, Inc. - DBA: H & A Wealth Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Admin. - Start Date: 08/08/2018 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide administrative services thru Hapanowicz & Associates Financial Services Inc., an independent investment advisor firm. I started this business activity in Sept 2018. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 4/30/2019 - Hapanowicz & Associates Financial Services, Inc. - DBA: Hapanowicz & Associates Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/01/2019 - 150 Hours Per Month/7 Hours During Securities Trading. 4. 4/30/2019 - Hapanowicz & Associates Financial Services, Inc. - DBA: Hapanowicz & Associates - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/01/2019 - 150 Hours Per Month/7 Hours During Securities Trading. 5. 4/30/2019 - Hapanowicz & Associates Financial Services, Inc. - DBA: H&A Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/01/2019 - 150 Hours Per Month/7 Hours During Securities Trading. 6. 5/14/2019 - Hapanowicz & Associates Financial Services, Inc. - DBA: Hapanowicz & Associates - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 02/01/2019 - 150 Hours Per Month/7 Hours During Securities Trading - I provide investment advisory services through Hapanowicz & Associates Financial Services, Inc., an independent investment advisor firm. I started this business activity in March 2019. I expect to spend approximately 150 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-12-21 |
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