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Robert Charles Hapanowicz

Hapanowicz Financial

Pittsburgh, PA

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Current Employers
Hapanowicz Financial

Foster Plaza 6, 681 Andersen Drive Suite 100, Pittsburgh, PA 15220 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2019-03-26
  • PA RA
    APPROVED
    Since 2019-03-26

Branch Locations

Foster Plaza 6, 681 Andersen Drive Suite 100, Pittsburgh, PA 15220 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hapanowicz & Associates Pittsburgh PA 05/2018 03/2019
Hapanowicz & Associates Pittsburgh PA 05/2017 08/2017
Full-Time Education Meadville PA 08/2016 05/2017
Full-Time Education Meadville PA 08/2017 05/2018
Lpl Financial Llc Pittsburgh PA 09/2018 Present
Hapanowicz & Associates Financial Services, Inc. Pittsburgh PA 08/2018 03/2019
Hapanowicz & Associates Financial Services, Inc. Pittsburgh PA 03/2019 Present
  • 05/2018 → 03/2019
    Hapanowicz & Associates
    Pittsburgh, PA
  • 05/2017 → 08/2017
    Hapanowicz & Associates
    Pittsburgh, PA
  • 08/2016 → 05/2017
    Full-Time Education
    Meadville, PA
  • 08/2017 → 05/2018
    Full-Time Education
    Meadville, PA
  • 09/2018 → Present
    Lpl Financial Llc
    Pittsburgh, PA
  • 08/2018 → 03/2019
    Hapanowicz & Associates Financial Services, Inc.
    Pittsburgh, PA
  • 03/2019 → Present
    Hapanowicz & Associates Financial Services, Inc.
    Pittsburgh, PA
Other Businesses

1. 9/4/2018 - H&A Investment and Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/08/2018 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 9/11/2018 - Hapanowicz & Associates Financial Services, Inc. - DBA: H & A Wealth Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Admin. - Start Date: 08/08/2018 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide administrative services thru Hapanowicz & Associates Financial Services Inc., an independent investment advisor firm. I started this business activity in Sept 2018. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 4/30/2019 - Hapanowicz & Associates Financial Services, Inc. - DBA: Hapanowicz & Associates Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/01/2019 - 150 Hours Per Month/7 Hours During Securities Trading. 4. 4/30/2019 - Hapanowicz & Associates Financial Services, Inc. - DBA: Hapanowicz & Associates - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/01/2019 - 150 Hours Per Month/7 Hours During Securities Trading. 5. 4/30/2019 - Hapanowicz & Associates Financial Services, Inc. - DBA: H&A Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/01/2019 - 150 Hours Per Month/7 Hours During Securities Trading. 6. 5/14/2019 - Hapanowicz & Associates Financial Services, Inc. - DBA: Hapanowicz & Associates - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 02/01/2019 - 150 Hours Per Month/7 Hours During Securities Trading - I provide investment advisory services through Hapanowicz & Associates Financial Services, Inc., an independent investment advisor firm. I started this business activity in March 2019. I expect to spend approximately 150 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-21
  • S66 Uniform Combined State Law Examination
    2018-12-21

View on SEC IAPD

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