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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-10-10 |
| NJ | RA | APPROVED | 2018-09-18 |
Branch Locations
61 So Paramus Rd 5Th Floor Suite 575, Paramus, NJ 07652 • United States
Pomona, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ramapo College | Mahwah | NJ | 09/2013 | 05/2017 |
| Mml Investors Services, Llc | Paramus | NJ | 10/2017 | Present |
| Massachusetts Mutual Life Insurance Company | Paramus | NJ | 10/2017 | Present |
| Peoples United Bank | Nanuet | NY | 09/2016 | 10/2017 |
NAME: MATTHEW HIGGINS IV INV REL: Y ADD: 61 S PARAMUS RD, SUITE #575, PARAMUS, NJ 07652 NATURE: OUTSIDE INSURANE SALES POSITION: INSURANCE BROKER START DATE: 06/01/2025 No. HR/MO: 4. No. HR/MO DURING SEC TRADING: 4. DESCRIBE DUTIES: LIFE, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES, HEALTH.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-31 |
| S63 | Uniform Securities Agent State Law Examination | 2015-12-17 |
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