Steven John Roy

Employer firm

Cambyses Financial Advisors CRD 230786

$3.82M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cambyses Financial Advisors

North Hollywood, CA • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2015-11-25
CA	RA	APPROVED	2015-08-19

MN RA
APPROVED

Since 2015-11-25
CA RA
APPROVED

Since 2015-08-19

Branch Locations

North Hollywood, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cambyses Management Associates	Toluca Lake	CA	08/2015	Present
Cambyses Financial Advisors Llc	Shadow Hills	CA	02/2015	Present

08/2015 → Present

Cambyses Management Associates

Toluca Lake, CA
02/2015 → Present

Cambyses Financial Advisors Llc

Shadow Hills, CA

Other Businesses

CAMBYSES MANAGEMENT ASSOCIATES; NO; 10153 1/2 RIVERSIDE DRIVE #106, TOLUCA LAKE, CA 91602; MANGAMENT AND TAX CONSULTING; MANAGING MEMBER; 08/2015; 60; 25; TAX AND BUSINESS CONSULTING (CONTINUATION OF PRIVATE PRACTICE BEGUN IN 01/1977) GALLERIE F64; NO; VIRTUAL BUSINESS, GALLERIEF64.COM; FINE ART GALLERY; MANAGEMENT PARTNER; 01/1997; 5; 1; ADMINISTRATIVE, SALES, AND MINISTERIAL FUNCTIONS

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-08-18

S65 Uniform Investment Adviser Law Examination

2015-08-18

View on SEC IAPD