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Samuel A Smith

Geowealth Management LLC

Chicago, IL

Denver, CO

CRD 6499017

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Employer firm

Geowealth Management LLC CRD 148222

$17.6B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Geowealth Management Llc

444 N. Michigan Avenue Suite 3150, Chicago, IL 60611 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-09-10
IL RA APPROVED 2025-09-10
  • CO RA
    APPROVED
    Since 2025-09-10
  • IL RA
    APPROVED
    Since 2025-09-10

Branch Locations

444 N. Michigan Avenue Suite 3150, Chicago, IL 60611 • United States

Denver, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janus Management Holdings Corp Denver CO 05/2015 12/2016
Janus Distributors Llc Denver CO 06/2015 12/2016
Alps Mutual Fund Services Denver CO 12/2016 11/2018
Brown Brothers Harriman Denver CO 11/2018 07/2020
Freedom Investment Management Hartford CT 09/2020 07/2025
Geowealth Management Llc Chicago IL 08/2025 Present
  • 05/2015 → 12/2016
    Janus Management Holdings Corp
    Denver, CO
  • 06/2015 → 12/2016
    Janus Distributors Llc
    Denver, CO
  • 12/2016 → 11/2018
    Alps Mutual Fund Services
    Denver, CO
  • 11/2018 → 07/2020
    Brown Brothers Harriman
    Denver, CO
  • 09/2020 → 07/2025
    Freedom Investment Management
    Hartford, CT
  • 08/2025 → Present
    Geowealth Management Llc
    Chicago, IL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-08-24
  • S63 Uniform Securities Agent State Law Examination
    2015-08-24
Designations
  • Chartered Financial Analyst

View on SEC IAPD

Nearby Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC

Nearby Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN

Nearby Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

More in Chicago, IL

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