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Inactive

Samuel A Smith

Geowealth Management LLC

Chicago, IL

Denver, CO

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Current Employers
Geowealth Management Llc

444 N. Michigan Avenue Suite 3150, Chicago, IL 60611 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-09-10
IL RA APPROVED 2025-09-10
  • CO RA
    APPROVED
    Since 2025-09-10
  • IL RA
    APPROVED
    Since 2025-09-10

Branch Locations

444 N. Michigan Avenue Suite 3150, Chicago, IL 60611 • United States

Denver, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janus Management Holdings Corp Denver CO 05/2015 12/2016
Janus Distributors Llc Denver CO 06/2015 12/2016
Alps Mutual Fund Services Denver CO 12/2016 11/2018
Brown Brothers Harriman Denver CO 11/2018 07/2020
Freedom Investment Management Hartford CT 09/2020 07/2025
Geowealth Management Llc Chicago IL 08/2025 Present
  • 05/2015 → 12/2016
    Janus Management Holdings Corp
    Denver, CO
  • 06/2015 → 12/2016
    Janus Distributors Llc
    Denver, CO
  • 12/2016 → 11/2018
    Alps Mutual Fund Services
    Denver, CO
  • 11/2018 → 07/2020
    Brown Brothers Harriman
    Denver, CO
  • 09/2020 → 07/2025
    Freedom Investment Management
    Hartford, CT
  • 08/2025 → Present
    Geowealth Management Llc
    Chicago, IL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-08-24
  • S63 Uniform Securities Agent State Law Examination
    2015-08-24
Designations

View on SEC IAPD

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CARLYLE KELLY MADDEN
PHILIP JOHN RIDOLPHI
SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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