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Joseph Ward Umscheid

Equitable Advisors, LLC

Overland Park, KS

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-03-29
KS RA APPROVED 2017-01-23
  • TX RA
    APPROVED
    Since 2017-03-29
  • KS RA
    APPROVED
    Since 2017-01-23

Branch Locations

7171 W 95Th St. Suite 200, Overland Park, KS 66212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Kansas Lawrence KS 01/2014 12/2016
Kappa Kappa Gamma Lawrence KS 08/2014 12/2016
University Of Kansas Lawrence KS 08/2013 12/2016
Axa Advisors, Llc New York NY 11/2016 06/2020
Equitable Advisors, Llc New York NY 11/2016 Present
  • 01/2014 → 12/2016
    University Of Kansas
    Lawrence, KS
  • 08/2014 → 12/2016
    Kappa Kappa Gamma
    Lawrence, KS
  • 08/2013 → 12/2016
    University Of Kansas
    Lawrence, KS
  • 11/2016 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 11/2016 → Present
    Equitable Advisors, Llc
    New York, NY
Other Businesses

1. Joseph Umscheid and Mark Jacobs, LLC; OWNER; START 5/19/2022; APPROX 1 HOUR/MONTH. 2. Trustee of a trust for spouse.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-18
  • S66 Uniform Combined State Law Examination
    2017-01-18
Designations

View on SEC IAPD

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MATTHEW DOUGLAS FISHER
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KATRINA DELORES RADENBERG
JAMES KENNETH VIERS
DEANN MICHELE ELMORE
BRETT CHRISTOPHER KUNSHEK

Other Offices

MARINER · OVERLAND PARK, KS
MARINER INDEPENDENT · OVERLAND PARK, KS
MARINER WEALTH · OVERLAND PARK, KS
MARINER · OVERLAND PARK,, KS
PCG WEALTH MANAGEMENT · OVERLAND PARK, KS
MARINER ADVISOR NETWORK · OVERLAND PARK, KS
ASPEN PRIVATE CREDIT MANAGER, LLC · OVERLAND PARK, KS
AMERIPRISE FINANCIAL SERVICES, LLC · Overland Park, KS

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