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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-05-15 |
| FL | RA | APPROVED | 2022-06-07 |
| TX | RA | APPROVED | 2019-05-24 |
| MN | RA | APPROVED | 2019-04-17 |
| WI | RA | APPROVED | 2018-11-01 |
Branch Locations
2600 Stewart Ave Suite 270, Wausau, WI 54401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Wausau | WI | 05/2015 | 10/2018 |
| Guardian Life Insurance Company | Wausau | WI | 11/2018 | Present |
| Park Avenue Securities | Wausau | WI | 11/2018 | Present |
1. Fixed Insurance Business-I place insurance and fixed annuity contracts for clients that are not offered through Guardian/PAS, Start: 09/18/2019, Address: 226126 Hummingbird Road Wausau, WI 54401, 2 total hours per month 0 during securities trading hours, Investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-06 |
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