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1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-02-08 |
| MD | RA | APPROVED | 2024-02-06 |
| FL | RA | APPROVED | 2024-01-15 |
| OR | RA | APPROVED | 2024-01-15 |
| NY | RA | APPROVED | 2022-10-31 |
| MT | RA | APPROVED | 2016-03-29 |
| NJ | RA | APPROVED | 2016-03-29 |
| PA | RA | APPROVED | 2016-03-29 |
Branch Locations
3450 Clark Road, Sarasota, FL 34231 • United States
2130 Centrepark West Drive, West Palm Beach, FL 33409 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Investments | Palm Beach | FL | 05/2015 | Present |
| Td Bank N.A. | Palm Beach | FL | 03/2016 | Present |
| Td Private Client Wealth Llc | Palm Beach | FL | 03/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-19 |
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