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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-10-18
OH RA APPROVED 2017-06-15
  • TX RA
    APPROVED_RES
    Since 2022-10-18
  • OH RA
    APPROVED
    Since 2017-06-15

Branch Locations

Powell, OH • United States

147 N Main St Ste A, Bluffton, OH 45817-0092 • United States

612 S Main St Ste 105, Findlay, OH 45840-3153 • United States

445 Hutchinson Ave Ste 500, Columbus, OH 43235 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Worthington OH 05/2015 03/2020
Ameriprise Financial Services, Llc Bluffton OH 03/2020 Present
Other Businesses

Business Ownership; AMA6043 LLC; N/A, this is an LLC used for business tracking purposes; LLC; 445 Hutchinson Suite 500, , Columbus, OH, 43235; Investment-Related; 08/04/2022; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-23
  • S66 Uniform Combined State Law Examination
    2017-02-23
Other Names
  • Allyse Malooly
  • Allyse M Averesch

View on SEC IAPD

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