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Kevin Zlomke

Cwm, LLC

Omaha, NE

CRD 4867419

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Employer firm

Cwm, LLC CRD 155344

$50.6B regulatory AUM 248 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • SUB-ADVISORY SERVICES FOR OTHER INVESTMENT ADVISORY FIRMS

From the firm’s Form ADV. Read the guides:

Current Employers
Cwm, Llc

14600 Branch St., Omaha, NE 68154 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2019-03-25
  • NE RA
    APPROVED
    Since 2019-03-25

Branch Locations

14600 Branch St., Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cls Investments, Llc Omaha NE 08/2004 02/2019
Northern Lights Distributors, Llc Omaha NE 10/2004 02/2019
Ftj Fundchoice, Llc Omaha NE 01/2019 02/2019
Cwm, Llc Omaha NE 02/2019 Present
  • 08/2004 → 02/2019
    Cls Investments, Llc
    Omaha, NE
  • 10/2004 → 02/2019
    Northern Lights Distributors, Llc
    Omaha, NE
  • 01/2019 → 02/2019
    Ftj Fundchoice, Llc
    Omaha, NE
  • 02/2019 → Present
    Cwm, Llc
    Omaha, NE
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-11-22
  • S65 Uniform Investment Adviser Law Examination
    2010-11-22
Other Names
  • Kevin Calvin Zlomke

View on SEC IAPD

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