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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-05-20
NJ RA APPROVED 2024-05-17
TX RA APPROVED 2024-05-17
  • FL RA
    APPROVED
    Since 2024-05-20
  • NJ RA
    APPROVED
    Since 2024-05-17
  • TX RA
    APPROVED
    Since 2024-05-17

Branch Locations

201 Shore Drive Fl 1, Linwood, NJ 08221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Philadelphia PA 02/2016 11/2018
Wells Fargo Clearing Services Llc Linwood NJ 12/2018 05/2024
Wells Fargo Advisors Financial Network, Llc Linwood NJ 05/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-21
  • S66 Uniform Combined State Law Examination
    2018-05-21
Designations
Other Names
  • Kyle Christopher Roffina
  • Kyle Roffina

View on SEC IAPD

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