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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2015-09-11
  • MN RA
    APPROVED
    Since 2015-09-11

Branch Locations

96 4Th Ave Nw, Hutchinson, MN 55350 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Zephyrus Financial Services, Co Hutchinson MN 12/2013 Present
Cetera Investment Services Llc St. Cloud MN 05/2015 Present
Cetera Investment Advisers Llc Hutchinson MN 09/2015 Present
  • 12/2013 → Present
    Zephyrus Financial Services, Co
    Hutchinson, MN
  • 05/2015 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
  • 09/2015 → Present
    Hutchinson, MN
Other Businesses

1) 1982 HOLDINGS LLC, REAL ESTATE HOLDING COMPANY, 50% OWNER, 5/HRS/WK 2) ZEPHYRUS FINANCIAL SERVICES, DBA FOR CETERA BUSINESS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-09-10
  • S66 Uniform Combined State Law Examination
    2015-09-10

View on SEC IAPD

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