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Current Employers
Greenwood Capital Associates, Llc

425 Main Street Suite 100, Greenwood, SC 29646-2741 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-11-01
  • SC RA
    APPROVED
    Since 2024-11-01

Branch Locations

425 Main Street Suite 100, Greenwood, SC 29646-2741 • United States

201 W Mcbee Ave Suite 300, Greenville, SC 29601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Greenville SC 05/2015 03/2019
Tel Alt, Llc Greer SC 02/2010 Present
Bank Of America, N.A. Greenville SC 10/2015 03/2019
Charles Schwab & Co., Inc. Greenville SC 05/2019 03/2023
Charles Schwab Bank, Ssb Greenville SC 05/2019 03/2023
Ballentine Capital Advisors, Inc. Greenville SC 03/2023 10/2024
Greenwood Capital Associates, Llc Greenwood SC 11/2024 Present
Previous Registrations
Other Businesses

1) Tel Alt, LLC; Not investment related; Greer, SC; Computer/IT Services - Owner; Start 02/05/2010; Less than 20 hours/month - 0 during trading hours; Started in 2010 for contractor purposes. Receiving compensation for services installed at client sites between 2010-2015.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-19
  • S66 Uniform Combined State Law Examination
    2015-11-19
Other Names
  • Anne Jane Vaughan
  • Anne J Thompson

View on SEC IAPD

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