Michael Stephen Vazza

Employer firm

Pallas Capital Advisors, LLC CRD 310327

$4.31B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 03/2022
  Fidelity Brokerage Services Llc
  Providence, RI
• 07/2018 → 03/2022
  Fidelity Personal And Workplace Advisors
  Westwood, MA
• 04/2022 → 09/2024
  Compass
  Hanover, MA
• 09/2024 → Present
  Pallas Capital Advisors, Llc
  Braintree, MA

Previous Registrations

• 2018-07-13 → 2022-03-31
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 2017-03-14 → 2018-07-13
  Strategic Advisers Llc
  Chicago, IL

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-09-01
• S63 Uniform Securities Agent State Law Examination
  2015-08-24

Designations

• Chartered Financial Analyst

Other Names

• Mike Vazza