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Michael Stephen Vazza

Pallas Capital Advisors, LLC

Braintree, MA

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Current Employers
Pallas Capital Advisors, Llc

45 Braintree Hill Office Park Suite 201, Braintree, MA 02184 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-09-24
  • MA RA
    APPROVED
    Since 2024-09-24

Branch Locations

45 Braintree Hill Office Park Suite 201, Braintree, MA 02184 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Providence RI 05/2015 03/2022
Fidelity Personal And Workplace Advisors Westwood MA 07/2018 03/2022
Compass Hanover MA 04/2022 09/2024
Pallas Capital Advisors, Llc Braintree MA 09/2024 Present
  • 05/2015 → 03/2022
    Fidelity Brokerage Services Llc
    Providence, RI
  • 07/2018 → 03/2022
    Fidelity Personal And Workplace Advisors
    Westwood, MA
  • 04/2022 → 09/2024
    Compass
    Hanover, MA
  • 09/2024 → Present
    Pallas Capital Advisors, Llc
    Braintree, MA
Previous Registrations
  • 2018-07-13 → 2022-03-31
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2017-03-14 → 2018-07-13
    Strategic Advisers Llc
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-09-01
S63 Uniform Securities Agent State Law Examination 2015-08-24
  • S65 Uniform Investment Adviser Law Examination
    2016-09-01
  • S63 Uniform Securities Agent State Law Examination
    2015-08-24
Designations
Other Names
  • Mike Vazza

View on SEC IAPD

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Other Offices

NAPIER FINANCIAL · BRAINTREE, MA
MG FINANCIAL LLC · BRAINTREE, MA
MUTUAL OF OMAHA INVESTOR SERVICES, INC. · BRAINTREE, MA
GREAT VALLEY ADVISOR GROUP, LLC · BRAINTREE, MA
VOYA RETIREMENT ADVISORS, LLC · Braintree, MA
GREAT VALLEY ADVISOR GROUP, LLC · Braintree, MA
PEDDOCK CAPITAL ADVISORS, LLC · BRAINTREE, MA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · BRAINTREE, MA

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