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Jonathan Charles Hicks

Morgan Stanley

Indianapolis, IN

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2021-01-22
TX RA APPROVED 2021-01-22
  • IN RA
    APPROVED
    Since 2021-01-22
  • TX RA
    APPROVED
    Since 2021-01-22

Branch Locations

800 East 96Th Street Suite 400, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Periculum Capital Company, Llc Carmel IN 07/2018 11/2020
Lazard Chicago IL 05/2017 07/2017
Indiana University Carmel IN 08/2016 04/2017
Indiana University Bloomington IN 08/2017 06/2018
Morgan Stanley Westfield IN 11/2020 Present
Morgan Stanley Private Bank, N.A New York NY 01/2021 Present
  • 07/2018 → 11/2020
    Periculum Capital Company, Llc
    Carmel, IN
  • 05/2017 → 07/2017
    Lazard
    Chicago, IL
  • 08/2016 → 04/2017
    Indiana University
    Carmel, IN
  • 08/2017 → 06/2018
    Indiana University
    Bloomington, IN
  • 11/2020 → Present
    Morgan Stanley
    Westfield, IN
  • 01/2021 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Other Businesses

*540303 - Trust; Investment related: Yes; Carmel, Indiana; 02/2023; During business hours: 0; After business hours: 1

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-01-22
S63 Uniform Securities Agent State Law Examination 2018-10-18
  • S65 Uniform Investment Adviser Law Examination
    2021-01-22
  • S63 Uniform Securities Agent State Law Examination
    2018-10-18

View on SEC IAPD

Other Firms

SANCTUARY ADVISORS, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
NORTHWEST FINANCIAL SERVICES INC
INVESTMENT ADVISORS OF INDIANAPOLIS INC
BAXTER CAPITAL MANAGEMENT INC
CRF FINANCIAL GROUP
NORTHBOUND WEALTH
LPL FINANCIAL LLC

Other Investors

MARTIN WAYNE RICE
Michael REED Myers
BEAU MCCOY BARRETT
MICHAEL H LONGLEY
DAVID B GILMORE
Lucy L Gilmore
AARON JAMES PETTERSEN
HOLLY MARIE WHARTON

Other Offices

SANCTUARY ADVISORS, LLC · Indianapolis, IN
SANCTUARY ADVISORS, LLC · Indianapolis, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Indianapolis, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Indianapolis, IN
NORTHWEST FINANCIAL SERVICES INC · INDIANAPOLIS, IN
NORTHWEST FINANCIAL SERVICES INC · Indianapolis, IN
INVESTMENT ADVISORS OF INDIANAPOLIS INC · INDIANAPOLIS, IN
BAXTER CAPITAL MANAGEMENT INC · INDIANAPOLIS, IN

More in Indianapolis, IN

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