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James Tanner Mclean

Ameriprise Financial Services, LLC

Winter Park, FL

Maitland, FL

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-01-15
  • FL RA
    APPROVED
    Since 2019-01-15

Branch Locations

2709 W Fairbanks Ave Ste 110, Winter Park, FL 32789 • United States

Maitland, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Orlando FL 09/2017 03/2020
Ameriprise Financial Orlando FL 06/2017 09/2017
Full-Time Education Birmingham AL 08/2016 06/2017
Ameriprise Financial Services, Llc Orlando FL 03/2020 Present
  • 09/2017 → 03/2020
    Ameriprise Financial Services, Inc.
    Orlando, FL
  • 06/2017 → 09/2017
    Ameriprise Financial
    Orlando, FL
  • 08/2016 → 06/2017
    Full-Time Education
    Birmingham, AL
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Orlando, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-11-02
S63 Uniform Securities Agent State Law Examination 2018-09-13
  • S65 Uniform Investment Adviser Law Examination
    2018-11-02
  • S63 Uniform Securities Agent State Law Examination
    2018-09-13

View on SEC IAPD

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Other Offices

EDWARD JONES · Winter Park, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · Winter Park, FL
THRIVENT INVESTMENT MANAGEMENT INC. · Winter Park, FL
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AMERIPRISE FINANCIAL SERVICES, LLC · Winter Park, FL
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