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Trent Scot Lorenz

Rbc Capital Markets, LLC

Woodbury, MN

Minneapolis, MN

CRD 4867280

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-04-01
  • MN RA
    APPROVED
    Since 2025-04-01

Branch Locations

Woodbury, MN • United States

250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Minneapolis MN 01/2011 11/2016
Wells Fargo Clearing Services, Llc Minneapolis MN 11/2016 03/2025
Rbc Capital Markets, Llc Minneapolis MN 03/2025 Present
Previous Registrations
  • 2011-01-03 → 2025-04-02
    Wells Fargo Clearing Services, Llc
    Minneapolis, MN
    Charlotte, NC
    Minneapolis, MN
    Charlotte, NC
    Minneapolis, MN
    St. Louis, MO
    Woodbury, MN
  • 2009-01-22 → 2011-01-03
    Wells Fargo Investments, Llc
    Minneapolis, MN
    Minneapolis, MN
    Minneapolis, MN
    Minneapolis, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-21
  • S66 Uniform Combined State Law Examination
    2009-01-21

View on SEC IAPD

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