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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2018-07-03 |
Branch Locations
306 East Market Street, Harrisonburg, VA 22801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Private Advisor Group, Llc | Morristown | NJ | 10/2015 | 06/2018 |
| Good Wealth Management | Harrisonburg | VA | 04/2015 | 06/2018 |
| Commonwealth Financial Network | Waltham | MA | 07/2018 | Present |
| Hess Financial | Harrisonburg | VA | 07/2018 | Present |
1. Attorney, Robyn Ereckson Hill, Esq., offering estate planning and other legal services; Located in Harrisonburg, VA; As of 07/01/2018; Approximately 0% time spent during securities trading hours per month; Not conducted at branch location; Not investment related. 2. Elections Officer, Harrisonburg, VA City Electoral Board; Works at the polls checking voters identification, handing out ballots, and verifying results, Located at Waterman Elementary School, 451 Chicago Avenue, Harrisonburg, VA 22802, as of 6/8/2018; Approximately Less than 1% time spent during securities trading hours per month; Not Conducted at branch location; Not Investment related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-08-14 |
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