Yogesh Malik

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 09/2016
  Citizens Securities Inc
  Greenfield, MA
• 09/2016 → 12/2021
  Greenfield Savings Bank
  Greenfield, MA
• 09/2016 → 03/2020
  Infinex Investments, Inc
  Meriden, CT
• 08/2020 → 12/2021
  Infinex Investments, Inc.
  Meriden, CT
• 12/2021 → Present
  Fisher Investments
  Plano, TX

Previous Registrations

• 2020-08-25 → 2021-12-03
  Osaic Institutions, Inc.
  Shelburne Falls, MA
  Greenfield, MA
  Shelburne Falls, MA
• 2016-10-18 → 2020-03-13
  Osaic Institutions, Inc.
  Greenfield, MA
• 2016-06-03 → 2016-09-19
  Citizens Securities, Inc.
  Greenfield, MA
  Dedham, MA

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-06-01
• S63 Uniform Securities Agent State Law Examination
  2015-09-11

Other Names

• Malik Yogesh