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Inactive

Thomas Michael Quinn

Blacktower Financial Management (Us) LLC

London

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Current Employers
Blacktower Financial Management (Us) Llc

4700 Millenia Boulevard Sute 175, Orlando, FL 32839 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-12-07
  • TX RA
    APPROVED
    Since 2023-12-07

Branch Locations

London • United Kingdom

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Devere Usa New York NY 02/2015 01/2019
Plan First Wealth, Llc (Fka, Taylor And Taylor Financial Service New York City NY 02/2019 Present
T&T International New York NY 03/2021 11/2022
David James Wealth Londom 11/2023 Present
Blacktower Financial Management (Us) Llc London 12/2023 Present
  • 02/2015 → 01/2019
    Devere Usa
    New York, NY
  • 02/2019 → Present
    Plan First Wealth, Llc (Fka, Taylor And Taylor Financial Service
    New York City, NY
  • 03/2021 → 11/2022
    T&T International
    New York, NY
  • 11/2023 → Present
    David James Wealth
    Londom
  • 12/2023 → Present
    London
Previous Registrations
  • 2019-02-11 → 2023-12-01
    Crawley
    Greenwich, CT
    London
    Kingston Upon Thames
  • 2015-05-22 → 2019-01-22
    Brite Advisors Usa, Inc.
    New York, NY
Other Businesses

Arche Group Inc; 36 Cobham Road Kingston Surrey KT13AF UK; CEO, Owner; 2021-11-11; investment related: No; Description of the business: Primary function to hold the managing members ownership of PFW Group LLC and recieve guranteed payments from Plan First Wealth LLC and/or PFW Group LLC; Responsibilities Duties: General oversight of the entity including but not limited to; accounting, tax, and distribution responsibilities; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: 0; HOLBORN ASSETS LTD; INTRODUCER; INVESTMENT RELATED: YES; SUITE 5, CHESTER HOUSE, 79 DANE ROAD, SALE, CHESHIRE, NONE M33 7BP UK; HOLBORN IS A UK-BASED INVESTMENT ADVISORY FIRM THAT WORKS WITH UK BASED CLIENTS. TOM REFERS CLIENTS WHO HAVE MOVED BACK TO THE UK AND NEED A UK-BASED FINANCIAL ADVISORY. TOM RECEIVES A PORTION OF THEIR ONGOING FEES TO HOLBORN, APPROX £4000 PER YEAR.; SUITE 5, CHESTER HOUSE, 79 DANE ROAD, SALE, CHESHIRE, M33 7BP; START DATE: 2022-11-01; HOURS PER MONTH DEVOTED TO BUSINESS DURING TRADING HOURS: 0;HOURS PER MONTH DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 0;PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 3;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-01-28
  • S65 Uniform Investment Adviser Law Examination
    2015-01-28

View on SEC IAPD

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