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1115 W Fulton Market 3Rd Floor, Chicago, IL 60607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-07-27 |
| NY | RA | APPROVED | 2022-07-20 |
Branch Locations
425 Broadhollow Rd. Suite 325, Melville, NY 11747 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Securities Corp | Melville | NY | 09/2015 | 07/2022 |
| National Asset Management | Melville | NY | 07/2016 | 07/2022 |
| Arete Wealth Management, Llc | Chicago | IL | 07/2022 | Present |
| Arete Wealth Advisors, Llc | Chicago | IL | 07/2022 | Present |
CYPRUS FINANCIAL SERVICES: NON-INVESTMENT RELATED; 52 ASHLEY CIRCLE, MANORVILLE, NY 11949; HOLDING COMPANY FOR BUSINESS EXPENSES; OWNER SINCE 07/2007; 1 HR/MTH. FINCADIA LLC: REGISTERED INVESTMENT ADVISOR; CONTRACTOR; MELVILLE NY; START DATE 07/2022; 40 HRS/MTH. FINCADIA CAPTIAL PARTNERS LLC: REGISTERED INVESTMENT ADVISOR; CONTRACTOR; MELVILLE NY; START DATE 07/2022; MARKET HOURS. FINCADIA WEALTH MANAGEMENT LLC: REGISTERED INVESTMENT ADVISOR; CONTRACTOR; MELVILLE NY; START DATE 07/2022; NORMAL BUSINESS HOURS. INDEPENDENT INSURANCE AGENT: INSURANCE SALES; SR WEALTH ADVISOR: MELVILLE, NY; START DATE 08/2022; FULL TIME.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-11-22 |
| S63 | Uniform Securities Agent State Law Examination | 1999-10-27 |
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