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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-07-27 |
| CA | RA | APPROVED | 2023-07-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Petaluma | CA | 08/2018 | 04/2020 |
| Wells Fargo Bank, Na | Santa Rosa | CA | 05/2020 | 01/2022 |
| Jpmorgan Chase Bank, Na | Petaluma | CA | 06/2018 | 08/2018 |
| Jpmorgan Chase Bank, Na | Petalema | CA | 05/2016 | 06/2018 |
| Jpmorgan Securities Llc | Petaluma | CA | 04/2015 | 06/2018 |
| Polaris Wealth Advisory Group | San Rafael | CA | 01/2022 | 03/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Santa Rosa | CA | 06/2023 | Present |
| Bank Of America, N.A. | Santa Rosa | CA | 07/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-31 |
| S63 | Uniform Securities Agent State Law Examination | 2015-07-02 |
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