Best Investors
Account
Sign in
Gwn Securities Inc. CRD 128929
$4.75B regulatory AUM 54 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2021-04-21 |
Branch Locations
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
29 Plantation Park Drive Suite 107, Bluffton, SC 29910 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pfs Investments Inc. | Akron | OH | 07/2015 | 10/2018 |
| Primerica Financial Services | Akron | OH | 04/2015 | 10/2018 |
| Cantella & Co., Inc. | Boston | MA | 10/2018 | 06/2019 |
| Wbc Group, Llc Dba Meyerpt | Hudson | OH | 12/2015 | 04/2019 |
| Gwn Securities, Inc. | Palm Beach Gardens | FL | 06/2019 | Present |
Licensed for life and variable products CAR RENTAL Is Not Investment Related, Car Rental, None, 2023-05-03, 10 hours per month, 0 hours per month during trading hours, Commission Compensation, I rent out my Toyota Highlander on Turo. SOLE FINANCIAL GROUP, Is Investment Related, DBA, Financial Professional 06/24/2019,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales. Business name: Life Insurance, Business Address: 29 Plantation Park Drive, Suite 107 Bluffton, SC 29910, Position Held: Partner, Expected annual income: 2500, Compensation Type: Commissions, Hours Per Month: 10, Hours Per Month Trading: 0, Involvement status: ACTIVE, Start: 2026-01-09, End: 2050-01-09, Activity description: When building financial plans, sometimes there is a need for life insurance and we help our potential clients find the life insurance product that fits their needs, Investment Related?: NO, Will this activity interfere with or compromise your responsibilities as a registered representative?: NO, Is there an expectation to solicit other ownership or raise capital? : NO, Is there a web presence? : YES, Is there check-writing, trading authority/custody or control?: NO, Please list all non-securities licenses and/or certifications/professional designations that may apply to this activity (i.e. insurance, CPA, ChFC, etc.): RFC
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-04-14 |
| S63 | Uniform Securities Agent State Law Examination | 2020-06-27 |
Reach out to this advisor