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Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2021-04-21
  • SC RA
    APPROVED
    Since 2021-04-21

Branch Locations

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

29 Plantation Park Drive Suite 107, Bluffton, SC 29910 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfs Investments Inc. Akron OH 07/2015 10/2018
Primerica Financial Services Akron OH 04/2015 10/2018
Cantella & Co., Inc. Boston MA 10/2018 06/2019
Wbc Group, Llc Dba Meyerpt Hudson OH 12/2015 04/2019
Gwn Securities, Inc. Palm Beach Gardens FL 06/2019 Present
  • 07/2015 → 10/2018
    Akron, OH
  • 04/2015 → 10/2018
    Primerica Financial Services
    Akron, OH
  • 10/2018 → 06/2019
    Cantella & Co., Inc.
    Boston, MA
  • 12/2015 → 04/2019
    Wbc Group, Llc Dba Meyerpt
    Hudson, OH
  • 06/2019 → Present
    Palm Beach Gardens, FL
Previous Registrations
  • 2018-10-12 → 2019-07-18
    Cantella & Co., Inc.
    Malden, MA
    Vandalia, OH
  • 2016-05-26 → 2018-10-15
    Akron, OH
Other Businesses

Licensed for life and variable products CAR RENTAL Is Not Investment Related, Car Rental, None, 2023-05-03, 10 hours per month, 0 hours per month during trading hours, Commission Compensation, I rent out my Toyota Highlander on Turo. SOLE FINANCIAL GROUP, Is Investment Related, DBA, Financial Professional 06/24/2019,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales. Business name: Life Insurance, Business Address: 29 Plantation Park Drive, Suite 107 Bluffton, SC 29910, Position Held: Partner, Expected annual income: 2500, Compensation Type: Commissions, Hours Per Month: 10, Hours Per Month Trading: 0, Involvement status: ACTIVE, Start: 2026-01-09, End: 2050-01-09, Activity description: When building financial plans, sometimes there is a need for life insurance and we help our potential clients find the life insurance product that fits their needs, Investment Related?: NO, Will this activity interfere with or compromise your responsibilities as a registered representative?: NO, Is there an expectation to solicit other ownership or raise capital? : NO, Is there a web presence? : YES, Is there check-writing, trading authority/custody or control?: NO, Please list all non-securities licenses and/or certifications/professional designations that may apply to this activity (i.e. insurance, CPA, ChFC, etc.): RFC

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-04-14
S63 Uniform Securities Agent State Law Examination 2020-06-27
  • S65 Uniform Investment Adviser Law Examination
    2021-04-14
  • S63 Uniform Securities Agent State Law Examination
    2020-06-27
Other Names
  • Justin P Emerick
  • Justin Emerick

View on SEC IAPD

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