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Samuel J Doody

Edward Jones

South St Paul, MN

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-16
MN RA APPROVED 2025-01-24
  • TX RA
    APPROVED
    Since 2025-04-16
  • MN RA
    APPROVED
    Since 2025-01-24

Branch Locations

100 Bridgepoint Drive Ste 130, South St Paul, MN 55075-2537 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones South St. Paul MN 07/2015 08/2017
Pacific Life Omaha NE 08/2017 03/2019
Pacific Life Omaha NE 04/2019 04/2021
Transamerica Capital Inc. Denver CO 07/2021 05/2023
Protective Life Insurance Company Denver CO 06/2023 11/2024
Investment Distributors Inc Denver CO 05/2023 11/2024
Edward Jones St Louis MO 12/2024 Present
  • 07/2015 → 08/2017
    Edward Jones
    South St. Paul, MN
  • 08/2017 → 03/2019
    Pacific Life
    Omaha, NE
  • 04/2019 → 04/2021
    Pacific Life
    Omaha, NE
  • 07/2021 → 05/2023
    Transamerica Capital Inc.
    Denver, CO
  • 06/2023 → 11/2024
    Protective Life Insurance Company
    Denver, CO
  • 05/2023 → 11/2024
    Investment Distributors Inc
    Denver, CO
  • 12/2024 → Present
    Edward Jones
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-23
S63 Uniform Securities Agent State Law Examination 2017-11-06
  • S66 Uniform Combined State Law Examination
    2025-01-23
  • S63 Uniform Securities Agent State Law Examination
    2017-11-06
Other Names
  • Samuel James Doody
  • Sam J Doody
  • Samuel Doody

View on SEC IAPD

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GRADIENT ADVISORS, LLC
WELLS FARGO CLEARING SERVICES, LLC
OSAIC WEALTH, INC.

Other Investors

Stephen William Doody
CHRISTOPHER PETER KISCH
Grant Dee Kruckeberg
MICHAEL SCOTT MCDONALD
Jett August Lakari
MICHAEL WILLIAM RYAN
PATRICIA MARIE RYAN
Matthew Howard Davis

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · South St. Paul, MN
EDWARD JONES · SOUTH ST PAUL, MN
LPL FINANCIAL LLC · South St Paul, MN
AMERIPRISE FINANCIAL SERVICES, LLC · INVER GROVE HEIGHTS, MN
LPL FINANCIAL LLC · INVER GROVE HEIGHTS, MN
EDWARD JONES · INVER GROVE HEIGHTS, MN
EDWARD JONES · INVER GROVE HEIGHTS, MN
CETERA INVESTMENT ADVISERS LLC · INVER GROVE HEIGHTS, MN

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