Best Investors
Account
Sign in
Richardson Financial, Inc. CRD 159249
$20.0M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
New Braunfels, TX • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2011-10-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Richardson Financial | New Braunfels | TX | 10/2011 | 01/2026 |
| Richardson Financial | New Braunfels | TX | 10/2011 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-04-16 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-16 |
Reach out to this advisor