Best Investors Account Sign in
Inactive

Michael John Richardson

Richardson Financial, Inc.

New Braunfels, TX

CRD 3125837

Claim This Profile
Employer firm

Richardson Financial, Inc. CRD 159249

$20.0M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Richardson Financial, Inc.

New Braunfels, TX • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-10-28
  • TX RA
    APPROVED
    Since 2011-10-28

Branch Locations

New Braunfels, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Richardson Financial New Braunfels TX 10/2011 01/2026
Richardson Financial New Braunfels TX 10/2011 Present
  • 10/2011 → 01/2026
    Richardson Financial
    New Braunfels, TX
  • 10/2011 → Present
    Richardson Financial
    New Braunfels, TX
Previous Registrations
  • 2011-01-18 → 2011-11-23
    Barrington Financial Advisors, Inc.
    Houston, TX
  • 2006-07-26 → 2010-05-25
    Daniel Frishberg Financial Services, Inc.
    San Antonio, TX
  • 2005-07-11 → 2006-05-11
    San Antonio, TX
  • 1998-10-22 → 2005-01-14
    San Antonio, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-04-16
S63 Uniform Securities Agent State Law Examination 1998-10-16
  • S65 Uniform Investment Adviser Law Examination
    2002-04-16
  • S63 Uniform Securities Agent State Law Examination
    1998-10-16

View on SEC IAPD

More in New Braunfels, TX

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor