Nicholas David Faller

2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-12-17
MI	RA	APPROVED	2025-12-17
TX	RA	APPROVED	2025-12-17

Branch Locations

300 East Long Lake, Suite 125, Bloomfield Hills, MI 48304 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	11/2015	06/2019
Citizens Securities Inc.	South Field	MI	06/2019	06/2020
Citizens Bank	South Field	MI	06/2019	06/2020
First Allied Securities, Inc	San Diego	CA	07/2020	09/2022
First Allied Advisory Services, Inc.	Schaumburg	IL	07/2020	11/2020
Sageview Advisory Group - Crd # 126777;	Newport Beach	CA	01/2023	12/2025
Cetera Advisor Networks Llc	El Segundo	CA	02/2023	12/2025
Cetera Advisors	St Cloud	MN	09/2022	02/2023
Sageview Advisory	Newport Beach	CA	09/2021	12/2025
Cetera Investment Advisers Llc	Schaumburg	IL	06/2023	12/2025
Cetera Advisors Llc	St Cloud	MN	11/2023	12/2025
Osaic Wealth	Scottsdale	AZ	12/2025	Present
Osaic Advisory Services	Atlanta	GA	12/2025	Present

2023-06-29 → 2026-01-29

Cetera Investment Advisers Llc

Newport Beach, CA

Birmingham, MI

Pasadena, CA
2022-01-11 → 2025-12-19

Creative Planning Institutional Advisors, Llc

Newport Beach, CA

Bloomfield Hills, MI

Westlake Village, CA
2023-02-24 → 2023-06-29

Cetera Wealth Services, Llc

Newport Beach, CA

Westlake Village, CA
2020-11-12 → 2023-02-24

Cetera Investment Advisers Llc

Bloomfield Hills, MI
2020-07-10 → 2020-11-12

First Allied Advisory Services, Inc.

Bloomfield Hills, MI
2019-08-01 → 2020-07-03

Citizens Securities, Inc.

Southfield, MI

Southfield, MI

Fairlawn, OH

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-08-01
S63	Uniform Securities Agent State Law Examination	2016-01-08

Other Firms