Nicole Ann Zanetti

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2016 → 05/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pennington, NJ
• 05/2016 → 10/2016
  Bonefish Grill
  Brick, NJ
• 05/2017 → 06/2018
  Merrill Lynch
  Pennington, NJ
• 06/2018 → 07/2021
  Merrill Lynch
  Pennington, NJ
• 07/2021 → 05/2022
  Merrill Lynch
  Pennington, NJ
• 05/2022 → Present
  Ubs Financial Services
  Weehawken, NJ

Exams

• S66 Uniform Combined State Law Examination
  2023-03-09
• S63 Uniform Securities Agent State Law Examination
  2017-05-10

Other Names

• Nicole A Zanetti