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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-04-22 |
Branch Locations
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/2015 | 09/2016 |
| Mutual Of America Life Insurance Company | Houston | TX | 09/2016 | 11/2019 |
| Mutual Of America Securities Llc | Houston | TX | 09/2016 | 11/2019 |
| Fisher Investments | Plano | TX | 12/2019 | 07/2022 |
| Mutual Of America Securities Llc | Irving | TX | 08/2022 | 03/2025 |
| Fisher Investments | Plano | TX | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-04-22 |
| S63 | Uniform Securities Agent State Law Examination | 2022-09-14 |
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