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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-04-07 |
Branch Locations
677 Lomas Santa Fe Dr, Solana Beach, CA 92075 • United States
6705 Mira Mesa Blvd, San Diego, CA 92121 • United States
13179 Black Mountain Rd Ste 3, San Diego, CA 92129 • United States
9974 Scripps Ranch Blvd, San Diego, CA 92131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | Saint Louis | MO | 06/2015 | 12/2019 |
| Prudential Insurance Company Of America | San Diego | CA | 05/2020 | 02/2025 |
| Pruco Securities, Llc. | San Diego | CA | 05/2020 | 11/2024 |
| Unemployed | San Diego | CA | 12/2019 | 05/2020 |
| Lpl Enterprise, Llc | San Diego | CA | 11/2024 | 02/2025 |
| Lpl Financial | San Diego | CA | 04/2025 | Present |
1 - 03/2025 - SDCCU Investment Services - DBA for LPL Business (entity for LPL business) - Inv Related - At reported business location(s). 2 - 03/2025 - Real Estate Rental - Lakeside, CA - Real Estate Rental - Inv Related - 1 Hour/Month - 1 Hour During Trading - CA 92040 - OBA Start Date: 04/01/2024.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-08-03 |
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