Kha Hoang

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 12/2019
  Edward Jones
  Saint Louis, MO
• 05/2020 → 02/2025
  Prudential Insurance Company Of America
  San Diego, CA
• 05/2020 → 11/2024
  Pruco Securities, Llc.
  San Diego, CA
• 12/2019 → 05/2020
  Unemployed
  San Diego, CA
• 11/2024 → 02/2025
  Lpl Enterprise, Llc
  San Diego, CA
• 04/2025 → Present
  Lpl Financial
  San Diego, CA

Previous Registrations

• 2024-11-14 → 2025-02-10
  Lpl Enterprise, Llc
  San Diego, CA
• 2020-05-05 → 2024-11-14
  Pruco Securities, Llc.
  San Diego, CA
  San Diego, CA
• 2015-09-25 → 2019-12-11
  Edward Jones
  Escondido, CA
  Escondido, CA
  St Louis, MO
  San Diego, CA
  San Diego, CA

Other Businesses

1 - 03/2025 - SDCCU Investment Services - DBA for LPL Business (entity for LPL business) - Inv Related - At reported business location(s). 2 - 03/2025 - Real Estate Rental - Lakeside, CA - Real Estate Rental - Inv Related - 1 Hour/Month - 1 Hour During Trading - CA 92040 - OBA Start Date: 04/01/2024.

Exams

• S66 Uniform Combined State Law Examination
  2015-08-03

Other Names

• Kha Hoang
• Kha Dan Hoang