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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-02-14
  • TX RA
    APPROVED
    Since 2018-02-14

Branch Locations

10101 Reunion Pl One Union Square-Ste 300, San Antonio, TX 78216-4157 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Proequities, Inc. San Antonio TX 05/2015 09/2017
Futurity First San Antonio TX 07/2014 01/2018
Sequent Planning, Llc San Antonio TX 09/2017 01/2018
Massmutual Life Insurance Company San Antonio TX 01/2018 Present
Mml Investors Services, Llc San Antonio TX 01/2018 Present
  • 05/2015 → 09/2017
    Proequities, Inc.
    San Antonio, TX
  • 07/2014 → 01/2018
    Futurity First
    San Antonio, TX
  • 09/2017 → 01/2018
    San Antonio, TX
  • 01/2018 → Present
    Massmutual Life Insurance Company
    San Antonio, TX
  • 01/2018 → Present
    San Antonio, TX
Previous Registrations
  • 2017-09-29 → 2018-01-02
    San Antonio, TX
    Omaha, NE
  • 2015-08-28 → 2017-10-19
    Concourse Financial Group Securities, Inc.
    San Antonio, TX
Other Businesses

NAME: P. JORDAN SMITH JR INV REL: Y ADD: 10101 REUNION PLACE SUITE 300 SAN ANTONIO TX 78216NATURE: INDIVIDUAL HEALTH/ GROUP LIFE/HEALTH, INSURANCE BROKERAGE POSITION: AGENT START DATE: 12/20/2016 NO HRS/MO: 5 NO HRS/MO DUR TRADING: 5 (2) NAME: TEXAS MEDICARE 101 INV REL: N ADD: RESIDENTIAL ADDRESS NATURE: TEACHING AN INFORMATIONAL MEDICARE CLASS THROUGH LOCAL SCHOOL DISTRICTS' ADULT & COMMUNITY EDUCATION DEPARTMENT POSITION: OWNER START DATE: 9/15/2016 NO HRS/MO: 2 NO HRS/MO DUR TRADING: 2 (3) NAME: MY DEAF NEXUS, LLC 10101 REUNION PL STE 300 SAN ANTONIO TX 78216 NATURE: LIFE, DI, HEALTH INSURANCE POSITION: REGISTERED BROKER START DATE: 1/1/2021 NO HRS/MO: 5 NO HRS/MO DUR TRADING: 5 DUTIES: MAKING FINANCIAL WORLD ACCESSIBLE FOR THE DEAF COMMUNITY. ACTIVELY MARKETING AND SELLING INSURANCE PRODUCTS UTILIZING TECHNOLOGIES TO BRIDGE THE COMMUNICATION BARRIER

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-28
  • S66 Uniform Combined State Law Examination
    2015-08-28
Designations
Other Names
  • Paxton Smith
  • Paxton Smith
  • Jordan Smith
  • Paxton Smith

View on SEC IAPD

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