James Charles Stathis

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → 08/2018
  Smith, Moore & Co.
  Overland Park, KS
• 08/2018 → Present
  Raymond James Financial Services, Inc.
  Overland Park, KS
• 08/2018 → Present
  Raymond James Financial Services Advisors, Inc.
  Overland Park, KS

Previous Registrations

• 2015-12-17 → 2018-09-13
  Smith, Moore & Co.
  Overland Park, KS

Other Businesses

(1)Name of Business: Signature Retirement Group Address: 9101 W 110th St Ste 100, Overland Park, KS, 66210, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 08/15/2018 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Certified Financial Planner & Wealth Manager

Exams

• S66 Uniform Combined State Law Examination
  2015-12-17