David Jeremy Pugliese

Current Employers

Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2025-06-03
DE	RA	APPROVED	2025-02-13
NH	RA	APPROVED	2024-09-25
NV	RA	APPROVED	2024-04-12
VA	RA	APPROVED	2023-12-04
CO	RA	APPROVED	2023-08-31
CA	RA	APPROVED	2023-04-07
MD	RA	APPROVED	2021-07-15
NY	RA	APPROVED	2021-04-16
IN	RA	APPROVED	2021-02-09
PA	RA	APPROVED	2020-12-17
CT	RA	APPROVED	2020-11-10
DC	RA	APPROVED	2020-07-23
FL	RA	APPROVED	2018-05-04
OH	RA	APPROVED	2017-05-23
NJ	RA	APPROVED	2016-03-28

SC RA
APPROVED

Since 2025-06-03
DE RA
APPROVED

Since 2025-02-13
NH RA
APPROVED

Since 2024-09-25
NV RA
APPROVED

Since 2024-04-12
VA RA
APPROVED

Since 2023-12-04
CO RA
APPROVED

Since 2023-08-31
CA RA
APPROVED

Since 2023-04-07
MD RA
APPROVED

Since 2021-07-15
NY RA
APPROVED

Since 2021-04-16
IN RA
APPROVED

Since 2021-02-09
PA RA
APPROVED

Since 2020-12-17
CT RA
APPROVED

Since 2020-11-10
DC RA
APPROVED

Since 2020-07-23
FL RA
APPROVED

Since 2018-05-04
OH RA
APPROVED

Since 2017-05-23
NJ RA
APPROVED

Since 2016-03-28

Branch Locations

50 Tice Blvd Suite 280, Woodcliff Lake, NJ 07677 • United States

100 Enterprise Drive Suite 203A, Rockaway, NJ 07866 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Guardian Life Ins	Bloomfield	NJ	03/2015	11/2021
Park Avenue Securities	Bloomfield	NJ	08/2015	11/2021
Guardian Life Insurance Company	Shrewsbury	NJ	11/2021	11/2022
Park Avenue Securities	Shrewsbury	NJ	11/2021	11/2022
Guardian Life Insurance Company	Woodcliff Lake	NJ	11/2022	Present
Park Avenue Securities	Woodcliff Lake	NJ	11/2022	Present
Guardian Life Insurance Company	Rockaway	NJ	06/2024	Present
Park Avenue Securities	Rockaway	NJ	06/2024	Present

03/2015 → 11/2021

Guardian Life Ins

Bloomfield, NJ
08/2015 → 11/2021

Park Avenue Securities

Bloomfield, NJ
11/2021 → 11/2022

Guardian Life Insurance Company

Shrewsbury, NJ
11/2021 → 11/2022

Park Avenue Securities

Shrewsbury, NJ
11/2022 → Present

Guardian Life Insurance Company

Woodcliff Lake, NJ
11/2022 → Present

Park Avenue Securities

Woodcliff Lake, NJ
06/2024 → Present

Guardian Life Insurance Company

Rockaway, NJ
06/2024 → Present

Park Avenue Securities

Rockaway, NJ

Other Businesses

1. Planning Alliance Consulting (Valmax Consulting, LLC) -Fee based consulting for business and estates, Start; 03/28/2017, Address; 300 Broadacres Drive suite 175 Bloomfield NJ 07003, 15 total business hours per month, 15 during securities trading hours, Less than 10% annual compensation, Not investment related, 2. Article Writing-I have two essays I have written and I would like to have them approved for publishing in approved locations,. Start: 06/01/2019, Address: 50 Tice Blvd. Suite 280 Woodcliff Lake, NJ | 07677, 5 total business hours per month, 0 during securities trading hours, No annual compensation, Not investment related, 3. GAMMA FINANCIAL, LLC-the sole owner of GAMMA FINANCIAL, LLC. Start: 02/08/2022, Address: 1455 Macopin Rd West Milford NJ 07840, 13 total hours per month; 0 during securities trading hours, More than 10% annual compensation, Not investment related, 4. Lucid Trading Group, LLC-passive investor, Start: 03/14/2025, Address: 3500 S Dupont Highway Dover DE 19901, 0 total hours per month, Investment related, No annual compensation, 5. Ash Brokerage-Insurance other than Guardian, Start: 08/5/2025, Address: P.O. Box 2572, Fort Wayne, IN 46801, 2 total hours per month; 2 during securities trading hours, Investment related, Less than 10% annual compensation,

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-03-18

S66 Uniform Combined State Law Examination

2016-03-18

Other Names

David Jeremy Pugliese
David J Pugliese

View on SEC IAPD