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Current Employers
Great Valley Advisor Group, Llc

920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-06-18
  • PA RA
    APPROVED
    Since 2024-06-18

Branch Locations

920 Cassatt Road, Suite 202, Berwyn, PA 19312 • United States

920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gabriel Kitchen & Bath Broomall PA 06/2013 09/2016
Hornor Townsend & Kent Inc Horsham PA 08/2016 06/2024
Lpl Financial Llc Havertown PA 06/2024 Present
  • 06/2013 → 09/2016
    Gabriel Kitchen & Bath
    Broomall, PA
  • 08/2016 → 06/2024
    Hornor Townsend & Kent Inc
    Horsham, PA
  • 06/2024 → Present
    Lpl Financial Llc
    Havertown, PA
Previous Registrations
Other Businesses

1) 06/06/2024 - Non-Variable Insurance - Selling: life, health, fixed annuities - PA 19083 - Investment related - 5 Hours per month - Start date: 06/12/2024. 2) 06/06/2024 - GVA WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 3) 06/06/2024 - Great Valley Advisor Group - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 4) 06/25/2024 - Great Valley Advisor Group, Inc. - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started: 6/12/2024 - 160 Hrs/Mo; 8 Hrs During Trading - I provide investment advisory services to Great Valley Advisor Group, Inc, an independent investment advisor firm. I started this business activity in 6/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-04-05
S63 Uniform Securities Agent State Law Examination 2017-09-21
  • S65 Uniform Investment Adviser Law Examination
    2018-04-05
  • S63 Uniform Securities Agent State Law Examination
    2017-09-21

View on SEC IAPD

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