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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
WY RA APPROVED 2024-07-15
TX RA APPROVED 2023-05-08
FL RA APPROVED 2022-12-21
NY RA APPROVED 2021-12-07
  • WY RA
    APPROVED
    Since 2024-07-15
  • TX RA
    APPROVED
    Since 2023-05-08
  • FL RA
    APPROVED
    Since 2022-12-21
  • NY RA
    APPROVED
    Since 2021-12-07

Branch Locations

3825 Pga Blvd 8Th And 9Th Floor, Palm Beach Gardens, FL 33410 • United States

Dallas, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. New York NY 06/2018 Present
Jpmorgan Securities, Llc. New York NY 07/2018 Present
Southern Methodist University Dallas TX 08/2014 05/2018
Tight Lines And Sunshine Llc Islamorada FL 08/2018 Present
Stand By Me Llc Teton Village WY 10/2006 Present
  • 06/2018 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 07/2018 → Present
    Jpmorgan Securities, Llc.
    New York, NY
  • 08/2014 → 05/2018
    Southern Methodist University
    Dallas, TX
  • 08/2018 → Present
    Tight Lines And Sunshine Llc
    Islamorada, FL
  • 10/2006 → Present
    Stand By Me Llc
    Teton Village, WY
Other Businesses

Entity Name: Tight Lines and Sunshine LLC Investment related: Yes Address: 121 Islamorada, FL Nature of the other business: Rental Property Position/Title/Relationship: General Partner Start Date: 10-Aug-2018 Approximate # of hours a month: 1 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Overseeing the renovations to the property and finding individuals who are interested in renting a house for a specific period of time Entity Name: Stand By Me LLC Investment related: Yes Address: 3285 Teton Village, WY Nature of the other business: Rental property Position/Title/Relationship: General Partner Start Date: 13-Oct-2006 Approximate # of hours a month: 0 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Suggest renovations/refurbishments to the condominium Effective 6/18/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-12-07
S63 Uniform Securities Agent State Law Examination 2019-02-12
  • S65 Uniform Investment Adviser Law Examination
    2021-12-07
  • S63 Uniform Securities Agent State Law Examination
    2019-02-12

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