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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2024-07-31 |
| TX | RA | APPROVED | 2024-07-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hilliard Lyons | Bowling Green | KY | 05/2016 | 07/2024 |
| Robert W. Baird & Co. Incorporated | Bowling Green | KY | 10/2019 | 07/2024 |
| Stifel, Nicolaus & Company, Incorporated | Bowling Green | KY | 07/2024 | Present |
1. The Foundry Christian Community Center; 531 W 11th Avenue Bowling Green, KY 42101; Non-Profit Preschool and After School Program; Board Member; Monthly board meetings. Review and help budget expenses. Participate in fundraising activities; 01/01/2026; 2hrs/mth; During securities trading hours; Not investment related 2. Young Minister's Education Fund; 601 Ironwood Drive Bowling Green, KY 42103; Providing Scholarships to ministers who are simultaneously pursuing a seminary education; Board Member; Reviewing Applications, Conducting Interviews, Voting on Scholarship Recipients; 05/01/2026; 3 hours/month; Not during securities trading hours; Not investment related 3. DJA Holdings, LLC; 5369 Amber Creek Lane Bowling Green, KY 42101; Private Investments; Co-Owner of an LLC; Making personal investments in non-public opportunities; 07/01/2026; 1hr/qtr; Not during securities trading hours; Investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-03 |
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