Marlys Lord Carlson

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2021-06-22
TX	RA	APPROVED	2020-02-24
ND	RA	APPROVED	2020-02-14

MN RA
APPROVED

Since 2021-06-22
TX RA
APPROVED

Since 2020-02-24
ND RA
APPROVED

Since 2020-02-14

Branch Locations

Multiband Tower 2000 44Th St., Suite 402, Fargo, ND 58103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Fargo	ND	09/2004	Present

09/2004 → Present

Morgan Stanley Smith Barney Llc

Fargo, ND

Other Businesses

Marlys Lord Carlson Photography non investment related 4721 Townsite Place S, Fargo, ND 58104 Owner, Photographer 10 hours a month *563946 - Lord Girls LLC ; Investment related - Yes ; Fargo, North Dakota ; Investment/Finance/Banking ; LLC member(proprietor, partner, officer, director, employee, trustee, agent) ; 12/2022 ; During business hours : 1 ; After business hours : 0 ; Administrative

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-02-14

S66 Uniform Combined State Law Examination

2020-02-14

Other Names

Marlys Lord Carlson

View on SEC IAPD