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Richard A Brennan

Hsbc Securities (Usa) Inc.

Scarsdale, NY

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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2026-07-15
MI RA APPROVED 2026-07-15
NC RA APPROVED 2025-07-25
AL RA APPROVED 2025-01-31
NJ RA APPROVED 2023-11-29
NY RA APPROVED 2023-11-29
  • MD RA
    APPROVED
    Since 2026-07-15
  • MI RA
    APPROVED
    Since 2026-07-15
  • NC RA
    APPROVED
    Since 2025-07-25
  • AL RA
    APPROVED
    Since 2025-01-31
  • NJ RA
    APPROVED
    Since 2023-11-29
  • NY RA
    APPROVED
    Since 2023-11-29

Branch Locations

901 Central Park Ave, Scarsdale, NY 10583 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc New York NY 03/2016 11/2021
Jp Morgan Chase Bank New York NY 03/2016 11/2021
Ubs Financial Services Weehawken NJ 11/2021 08/2023
Hsbc Bank Usa National Association Scarsdale NY 11/2023 Present
Hsbc Securities (Usa) Inc. Scarsdale NY 11/2023 Present
  • 03/2016 → 11/2021
    Jp Morgan Securities Llc
    New York, NY
  • 03/2016 → 11/2021
    Jp Morgan Chase Bank
    New York, NY
  • 11/2021 → 08/2023
    Ubs Financial Services
    Weehawken, NJ
  • 11/2023 → Present
    Hsbc Bank Usa National Association
    Scarsdale, NY
  • 11/2023 → Present
    Hsbc Securities (Usa) Inc.
    Scarsdale, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-28
S63 Uniform Securities Agent State Law Examination 2015-09-19
  • S66 Uniform Combined State Law Examination
    2021-12-28
  • S63 Uniform Securities Agent State Law Examination
    2015-09-19
Designations
Other Names
  • Richard A Brennan
  • Richard Brennan
  • Richard A Brennan
  • Richard Brennan
  • Richard Anthony Brennan

View on SEC IAPD

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