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Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2015-12-12
  • PA RA
    APPROVED
    Since 2015-12-12

Branch Locations

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

940 West Valley Road Suite 1200, Wayne, PA 19087 • United States

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Forty Fort, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mccarthy Tire Service Co Wilkes-Barre PA 01/2013 Present
Gwn Securities Inc Palm Beach Gardens FL 05/2015 Present
  • 01/2013 → Present
    Mccarthy Tire Service Co
    Wilkes-Barre, PA
  • 05/2015 → Present
    Palm Beach Gardens, FL
Other Businesses

INSURANCE PRODUCTS POSITION: Financial Advisor NATURE: I offer life, accident, and health insurance products to my clients. I also can offer fixed annuity products. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 10/20/2015 ADDRESS: 940 West Valley Rd, Wayne PA 19087 DESCRIPTION: I offer life, accident, and health insurance products to my clients. I also can offer fixed annuity products. ADJUNCT PROFESSOR POSITION: Adjunct Professor NATURE: The business to teaching at a college level. INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 1 START DATE: 08/18/2017 ADDRESS: 84 W SOUTH ST, WILKES BARRE PA 18702, United States DESCRIPTION: I am to instruct an undergraduate finance class "intro to Financial Management" following the course syllabus and the given textbook. All information delivered to the class will be material covered in the text book. SOUPER SUNDAYS CO POSITION: Treasurer NATURE: 501c non for profit. Providing soup on Sundays for residents of local nursing homes/assisted living facilities. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2021 ADDRESS: 3114 Lakeside Dr, Harvey's Lake PA 18618-3240, United States DESCRIPTION: Treasurer. Secondary authority on checking account. Monitor deposits and withdrawals. Only have authority if owner of entity is not living. KADES MARGOLIS, Is Investment Related,,DBA/Financial Services,Registered Representative,2015-06-12,160 hours per month,160 hours per month during trading hours,Commission Compensation,DBA/Financial Services

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-12-12
S63 Uniform Securities Agent State Law Examination 2015-07-17
  • S65 Uniform Investment Adviser Law Examination
    2015-12-12
  • S63 Uniform Securities Agent State Law Examination
    2015-07-17
Other Names
  • Scott Skammer

View on SEC IAPD

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