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CRD 6492687
Gwn Securities Inc. CRD 128929
$4.75B regulatory AUM 54 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2015-12-12 |
Branch Locations
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
940 West Valley Road Suite 1200, Wayne, PA 19087 • United States
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Forty Fort, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mccarthy Tire Service Co | Wilkes-Barre | PA | 01/2013 | Present |
| Gwn Securities Inc | Palm Beach Gardens | FL | 05/2015 | Present |
INSURANCE PRODUCTS POSITION: Financial Advisor NATURE: I offer life, accident, and health insurance products to my clients. I also can offer fixed annuity products. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 10/20/2015 ADDRESS: 940 West Valley Rd, Wayne PA 19087 DESCRIPTION: I offer life, accident, and health insurance products to my clients. I also can offer fixed annuity products. ADJUNCT PROFESSOR POSITION: Adjunct Professor NATURE: The business to teaching at a college level. INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 1 START DATE: 08/18/2017 ADDRESS: 84 W SOUTH ST, WILKES BARRE PA 18702, United States DESCRIPTION: I am to instruct an undergraduate finance class "intro to Financial Management" following the course syllabus and the given textbook. All information delivered to the class will be material covered in the text book. SOUPER SUNDAYS CO POSITION: Treasurer NATURE: 501c non for profit. Providing soup on Sundays for residents of local nursing homes/assisted living facilities. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2021 ADDRESS: 3114 Lakeside Dr, Harvey's Lake PA 18618-3240, United States DESCRIPTION: Treasurer. Secondary authority on checking account. Monitor deposits and withdrawals. Only have authority if owner of entity is not living. KADES MARGOLIS, Is Investment Related,,DBA/Financial Services,Registered Representative,2015-06-12,160 hours per month,160 hours per month during trading hours,Commission Compensation,DBA/Financial Services
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-12-12 |
| S63 | Uniform Securities Agent State Law Examination | 2015-07-17 |
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