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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2018-04-13 |
Branch Locations
14851 N. Scottsdale Road Suite 103, Scottsdale, AZ 85254 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Phoenix Kart Racing Association | Glendale | AZ | 01/2008 | 02/2017 |
| Axa Advisors, Llc | New York | NY | 09/2015 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/2015 | Present |
1. Board Member, Leadership West PO Box 1843, Avondale, AZ 85323, Non Profit organization and program that assists and educates leaders, not investment related 2. Outside Fixed Business
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-04-12 |
| S63 | Uniform Securities Agent State Law Examination | 2015-09-28 |
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