David Lawrence Way

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2010-05-04
NJ	RA	APPROVED	2010-04-01

PA RA
APPROVED

Since 2010-05-04
NJ RA
APPROVED

Since 2010-04-01

Branch Locations

Folsom, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	Medford	NJ	03/2010	Present

03/2010 → Present

Lpl Financial

Medford, NJ

Previous Registrations

2008-02-19 → 2010-03-31

Td Wealth Management Services Inc.

Mount Laurel, NJ

Cherry Hill, NJ

Other Businesses

1. 04/01/10 - DBA AHRENS SURA WEALTH MANAGEMENT. 2. 2/3/2023 - No Business Name - Investment Related - At Reported Business Location(s) - Real Estate Rental - Owner - Start Date - 01/01/2023 - 1 Hours Per Month/0 Hours During Securities Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-02-07

S66 Uniform Combined State Law Examination

2008-02-07

View on SEC IAPD