Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-02-13
IL RA APPROVED 2018-10-18
  • TX RA
    APPROVED_RES
    Since 2023-02-13
  • IL RA
    APPROVED
    Since 2018-10-18

Branch Locations

540 W Madison St Ci Client Services, Chicago, IL 60661 • United States

3400 Pawtucket Ave Ci Relationship Management, Riverside, RI 02915 • United States

Downers Grove, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rolling Meadows IL 02/2016 Present
Jewel-Osco Westmont IL 03/2013 Present
Other Businesses

I* 1431281For profit or not for profit: Entity For Profit,Entity Publicly TradedName of outside business organization: Doordash, Inc.Investment related: noAddress of business: San Francisco, CA, 94107Nature of business: CorporationPosition, title, association: EmployeeStart date of relationship: 08/10/2023Number of hours devoted: 10 weeklyNumber of hours devoted during trading hours: 0Duties: Delivering food to people who order it outside working hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-17
S63 Uniform Securities Agent State Law Examination 2016-03-28
  • S66 Uniform Combined State Law Examination
    2018-10-17
  • S63 Uniform Securities Agent State Law Examination
    2016-03-28

View on SEC IAPD

More in Chicago, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor