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Thomas John Bruce

Swan Wealth Management LLC

Edina, MN

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Current Employers
Swan Wealth Management Llc

Edina, MN • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-05-29
MN RA APPROVED 2026-05-15
  • CO RA
    APPROVED
    Since 2026-05-29
  • MN RA
    APPROVED
    Since 2026-05-15

Branch Locations

Edina, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jackson National Life Distrbutors Llc Denver CO 04/2016 06/2018
Longboard Asset Management Phoenix AZ 08/2018 11/2019
Unemployed Scottsdale AZ 11/2019 04/2020
Longboard Asset Management Phoenix AZ 04/2020 12/2023
Northern Lights Distributors, Llc Elkhorn NE 10/2020 12/2023
Cetera Advisors Llc St. Cloud MN 03/2024 04/2024
Cetera Advisors Llc St. Cloud MN 02/2024 05/2026
Swan Wealth Management Llc Edina MN 04/2024 Present
Swan Wealth Management Llc Edina MN 05/2026 Present
Longboard Asset Management Phoenix AZ 08/2018 11/2019
Longboard Asset Management Phoenix AZ 06/2020 12/2023
Swan Tax Services Llc Edina MN 04/2024 Present
Previous Registrations
Other Businesses

(1) Swan Tax Services LLC; No; Edina, MN; Tax Preparer; 04/2024; 10% of time spent on this activity

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-03-15
S65 Uniform Investment Adviser Law Examination 2018-08-20
  • S63 Uniform Securities Agent State Law Examination
    2024-03-15
  • S65 Uniform Investment Adviser Law Examination
    2018-08-20
Other Names
  • Tj John Bruce

View on SEC IAPD

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