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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
| TX | RA | APPROVED_RES | 2019-02-27 |
Branch Locations
2024 W Henrietta Road Suite 3B, Rochester, NY 14623 • United States
Williamsville, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Rochester | NY | 06/2016 | 03/2020 |
| Ameriprise Financial Services, Llc | Rochester | NY | 03/2020 | Present |
Business Ownership; Elnicki Sutter Group LLC; Owner; Manage Ameriprise Business; 2024 West Henrietta Rd, Suite 3B, Rochester , NY, 14623; Investment-Related; 06/26/2023; 60 hours per month; 60 during trading hours. Outside Employment; Elnicki Sutter Group, LLC; Owner; Manage advisory business; 2024 West Henrietta Rd, Suite 3B, Rochester, NY, 14623; Investment-Related; 01/24/2024; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-07 |
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