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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2023-07-06
TX RA APPROVED_RES 2022-12-06
IL RA APPROVED 2015-08-04
  • OK RA
    APPROVED
    Since 2023-07-06
  • TX RA
    APPROVED_RES
    Since 2022-12-06
  • IL RA
    APPROVED
    Since 2015-08-04

Branch Locations

101 W 4Th St, Waterloo, IL 62298 • United States

210 Regency Ctr, Collinsville, IL 62234 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Waterloo IL 05/2015 Present
Thrivent Financial Appleton WI 10/2015 Present
Other Businesses

THE AMERICAN COLLEGE OF FINANCE POSITION: Case Study Grader NATURE: I will be grading case studies from students of the WMCP program for the American College of Finance. Approximately 5-10 hours/week at $50/hour. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2023 ADDRESS: 630 Allendale Rd #400, King of Prussia PA 19406, United States DESCRIPTION: Review, grade and provide feedback to students when they submit their case study projects for the Wealth Management Certified Planner designation program at the American College of Finance. GOOD SAMARITAN MINISTRIES POSITION: Board Member NATURE: Good Samaritan provides affordable housing to homeless/needy individuals in the East St Louis community. They also provide weekly church services, bible study for all ages, they have an after school/summer program for pre-K through 8th grade. In addition, they have a small Thrift store with free clothing, free laundry facilities and shower facilities too. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/19/2024 ADDRESS: 5000 N Park Dr, East St Louis IL 62204, United States DESCRIPTION: Attend monthly meetings. Visit the site from time to time to help volunteer with serving meals or educating children.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-03
  • S66 Uniform Combined State Law Examination
    2015-08-03

View on SEC IAPD

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