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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2016-12-01 |
| NC | RA | APPROVED | 2015-07-29 |
Branch Locations
203 Bethel St, Clover, SC 29710 • United States
5234 Highway 557, Clover, SC 29710 • United States
550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc. | Charlottte | NJ | 05/2015 | 11/2016 |
| Wells Fargo Bank Na | Charlotte | NC | 04/2012 | Present |
| Wells Fargo Clearing Services, Llc | Charlottte | NJ | 11/2016 | Present |
RISE ENTERPRISE LLC, INV RELATED, CHARLOTTE, NC, 100% OWNERSHIP, START 12/21/2021, 2 HOURS PER MONTH, 2 HOURS DURING TRADING, TO HOLD LAND PURCHASE. RENTAL PROPERTY; INV. RELATED; FORT MILL,SC; 100% OWNERSHIP; START DATE 07/06/2022; NUMBER OF HOURS PER MONTH .3; NUMBER OF HOURS DURING TRADING 0; OWNER. RENTAL PROPERTY; INV. RELATED; CHARLOTTE,NC; 100% OWNERSHIP; START DATE 01/20/2023; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 0; OWNER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-07-29 |
| S63 | Uniform Securities Agent State Law Examination | 2015-07-07 |
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