Jose Eduardo Vivero

Employer firm

United Financial Planning Group LLC CRD 149843

$347M regulatory AUM 75 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2017 → 05/2019
  Western Ct State University
  Danbury, CT
• 01/2013 → 03/2018
  Wells Fargo
  Stamford, CT
• 11/2016 → 03/2018
  Wells Fargo Clearing Services Llc
  Stamford, CT
• 08/2018 → 01/2019
  Mass Mutual Life Insurance Company
  Shelton, CT
• 08/2018 → 01/2019
  Mml Investors Services
  Shelton, CT
• 02/2019 → 03/2020
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 02/2019 → 03/2020
  Northwestern Mutual Investment Services Llc
  Norwalk, CT
• 03/2019 → 03/2020
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 04/2020 → 01/2025
  Lpl Financial, Llc
  Fairfield, CT
• 04/2020 → 04/2023
  Moneco Advisors
  Fairfield, CT
• 04/2023 → 01/2025
  Moneco Advisors
  Fairfield, CT
• 06/2025 → Present
  United Financial Planning Group, Llc
  Hauppauge, NY
• 01/2025 → 06/2025
  Unemployed
  Norwalk, CT

Previous Registrations

• 2020-06-18 → 2025-01-30
  Moneco Advisors
  Fairfield, CT
• 2019-02-11 → 2020-03-10
  Northwestern Mutual Investment Services, Llc
  Norwalk, CT
• 2018-09-26 → 2019-02-07
  Mml Investors Services, Llc
  Shelton, CT
• 2015-07-29 → 2018-04-10
  Wells Fargo Clearing Services, Llc
  Stamford, CT
  Purchase, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-07-29
• S63 Uniform Securities Agent State Law Examination
  2015-07-07

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Jose E Vivero
• Jose Vivero